Financial Advisor Representation Attorney in Carlsbad, California

Attorney Robert L. Hill has more than a decade of experience working closely with financial advisors and registered representatives in the securities industry. Through this experience he has become intimately familiar with the types of issues and disputes that are unique to advisors within this highly regulated industry, including the following:

  • Disputes between advisors and the firms for which they work
  • Consulting Advisors with Up-Front Forgivable Notes
  • Broker Transitions from one firm to another
  • The Broker Protocol for Recruiting and Transitioning of Advisors
  • Allegations of Broker, Investment Adviser, or Financial Planner Misconduct
  • Representing Advisors and Representatives in SEC or FINRA Regulatory Investigations

If you are a financial advisor, investment advisor, or registered representative who is need of experienced securities counsel, please contact the Law Offices of Robert L. Hill to schedule a free consultation.

Helping You Protect Your Professional Reputation

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Although fraud, misconduct, and generally bad financial advice are very real occurrences in the securities world, Robert understands that just because you've been accused of such a thing doesn't make you guilty of it. That's precisely why he likes to start each new attorney-client relationship by offering his clients a place to tell their story in a safe, secure environment. Once he's familiar with your case, your perspective, and your goals, he can more effectively begin to develop a customized legal strategy for resolving your case.

A Carlsbad Attorney for Financial Advisors

If you're an investment advisor, financial advisor, or registered representative in need of legal counsel, look no further than the Law Offices of Robert L. Hill, APC. For more than a decade, Robert has worked closely with both advisors and advisees on securities-related matters, which makes his insight extremely valuable regardless of what kind of dispute you're involved in. Reach out today to schedule a free one-on-one consultation.